Seeking Management Associate Advisor with a Series 7 or Series 66
Location: On-site
Employment Type: Full-Time
Position Overview
We are seeking a motivated and detail-oriented Wealth Management Associate to support our advisory team in delivering exceptional client service and comprehensive financial planning. This role offers hands-on exposure to investment management, financial strategies, and client relationship development, with a clear path for growth within the firm.

Key Responsibilities
Client & Advisor Support
• Assist the primary advisor with preparation for client meetings, including portfolio review materials and financial planning reports
• Sit in on select client meetings as a secondary advisor to take notes, complete dictations, and track action items
• Prepare and manage follow-up tasks to ensure timely execution of client requests
Financial Planning & Investment Support
• Input and maintain client data in financial planning and portfolio management software
• Gather and organize product and investment information for analysis and review
• Participate in portfolio review preparation and ongoing investment analysis
• Attend Investment Committee meetings, Advisor Think Tank sessions, and product wholesaler lunch-and-learns
Client Relationship Management
• Maintain and service assigned “Servicing Only” client relationships
• Begin managing client relationships under the guidance of senior advisors
• Assist with ongoing client communications and service requests
Operations & Administration
• Manage the Account Opening and Execution process (AOE)
• Oversee insurance case management and application processing
• Ensure accuracy, compliance, and timely documentation across all client records
Qualifications
• Series 7 or Series 66 License
• Bachelor’s degree in Finance, Economics, Business, or a related field (preferred)
• Strong interest in wealth management, financial planning, and investment strategies
• Excellent organizational skills and attention to detail
• Strong written and verbal communication skills
• Ability to manage multiple priorities in a fast-paced environment
• Proficiency with Microsoft Office;
• Experience with financial planning software is a plus
What We Offer
• Health insurance and they pay 50% for employee
• 401K- match up to 4%
• PTO yearly - elidable after 90 days
Bonus Potential
• Mentorship from experienced advisors and investment professionals
• Clear career development and advancement opportunities
• Competitive compensation and benefits package
• Collaborative, team-oriented firm culture
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Equal Opportunity Employer / Disabled / Protected Veterans

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We also consider for employment qualified applicants regardless of criminal histories, consistent with legal requirements, including, if applicable, the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance. Pursuant to applicable state and municipal Fair Chance Laws and Ordinances, we will consider for employment-qualified applicants with arrest and conviction records, including, if applicable, the San Francisco Fair Chance Ordinance. For Los Angeles, CA applicants: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.